| Dark Pool Type |
Broker-dealer-owned
Consortium-owned
Exchange-owned
Independent
International (Canada, Europe, Asia)
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| (If a consortium, please list broker/dealers or companies involved. If majority owned by one company but there are investments by others, please list investors and percentage of ownership.) |
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| If dark pool operates outside of U.S. - in which countries and/or markets does it operate? |
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| How many stocks are covered internationally? |
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| Daily volume traded in Dark Pool |
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User profile
ie traditional asset managers,
hedge funds, b/ds, buy side only, etc. |
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| Types of orders traded |
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Can orders "rest" in the dark pool for certain amounts of time?
If so, for what set period of time OR can the trader dictate how long the order stays in before it is routed our or cancelled? |
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| If crossing, how many crosses daily and at what times? |
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Does this Dark Pool link to other Dark Pools?
(Please list any linkages) |
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| Which EMSs include your Dark Pool as a destination? |
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| What is the pricing or rebate structure? How much to remove liquidity and how much to send liquidity? |
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| Are broker-dealer algorithms permitted in the dark pool? |
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| Does dark pool offer IOIs or Negotiation capabilities? |
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| What anti-gaming technology does the dark pool deploy? |
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| Plans for future enhancements? |
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| Comments/Additional Information |
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