Minority- And Woman-Owned Broker-Dealer Directory
Please fill out the following form in order to have your company listed in Advanced Trading's Minority- And Woman-Owned Broker-Dealer Directory. The directory will be published in Advanced Trading magazine. Advanced Trading is distributed to all Wall Street & Technology subscribers as well as 7,000 additional buy-side traders. Thank you for your participation.

Please limit your answers to 30 words or less

If you have any problems or questions with the form please contact
Phil Albinus at palbinus@techweb.com

Firm Name
Contact Information
Website
Address
Contact Person
Phone
Email
Please set a username and password so you can return and update your information at any time.
Email or username
Password
Description of Firm
(30 words or less)
Certification Minority-Owned Business
Woman-Owned Business


How many full time traders do you employ and what are the average years of experience for your trading team?
Does your firm provide pre and post trade analysis?
Does your firm have any specialized trading capabilities?
Which trading venues does your firm has access to?
Is third party transaction cost analysis available?
What Public or Corporate pension plans have approved your firm for trading?
What value-added services does your firm provide? Soft dollar services
Principal trades
Proprietary Traders
Research services
Direct brokerage support
Technology
Transaction cost reporting
What products/markets is your firm engaged in? Equities
Domestic
International
Developed Markets
Emerging Markets

Fixed Income
U.S. Treasury
U.S. Agency
Investment Grade Corporate
Mortgage-backed
Asset-backed
Municipals
High Yield
Corporate
International

Futures/Options

Foreign Exchange

Other (Please list)
Does your firm accept and process lists/programs electronically?
Does your firm execute program trades of up to: 100 Securities
500 Securities
2,000 Securities
2,500 + Securities
Once a trade is received, what is the average amount of time to load into your trading system and execute?
Please detail your order management and execution technology:
How does your firm accept orders electronically? Excel Spreadsheet
Electronic bulletin board (flat file)
Other, please describe
What types of relationships do you have with other brokers? Execution
Introducing
Clearing
Give ups
Other, please describe
Does your firm commit capital to facilitate trades? If so, in what circumstances and what is the maximum size?
Do you have ETF capability or do you outsource?
What is your average negotiated commission rate for domestic equities? For international equities?
Does your firm trade international equities during local market hours?
What types of algorithms does your firm have access to?
Additional Information

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