Minority- And Woman-Owned Broker-Dealer Directory

Date Company Name
07/30/2011 Percival Financial Partners
06/14/2011 MD Global Partners LLC
06/25/2010 Williams Capital Group L.C,
03/08/2010 Ivy Securities, Inc.
02/04/2010 Guzman & Company
01/21/2010 Chicago Analytic Trading Company, LLC
06/23/2009 North South Capital
03/17/2009 Podesta & Co.
12/03/2008 Azroc Securities
12/04/2008 M. Ramsey King Securi
12/05/2008 Muriel Siebert & Co., Inc.
10/24/2011 Telsey Advisory Group
09/14/2009 Haven Financial Serives
11/05/2009 Westrock
11/06/2009 B.O.E. Securities
11/06/2009 Blaylock Robert Van
11/06/2009 Bley Investment Group
12/07/2009 Cabrera Capital Markets
12/23/2009 Girard Securities, Institutional Trading
01/12/2010 Kaufman Bros., L.P.
03/11/2010 Muriel Siebert & Co., Inc.
06/14/2010 Penserra Securities LLC
07/15/2010 Greentree Brokerage Services, Inc
08/18/2010 Gryphon Asset Management
08/19/2010 CastleOak Securities, LP
03/11/2011 Direct Access Partners, LLC
04/25/2011 Kim Logistics, LLC
04/25/2011 Reynolds Securities
02/20/2013 Valdes & Moreno Inc.
03/12/2014 Chrysalis Capital Group LLC
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