Directory

Date Company Name Directory Name
10/11/2010 360 Trading Networks FX Trading Venues
05/04/2010 4th Story Algorithmic Trading
04/07/2010 Abel Noser Corp. Transaction Cost Analysis
10/16/2009 Abel/Noser Corp. Algorithmic Trading
03/27/2009 Advanced Financial Applications Execution Management Systems
02/04/2009 Advent Software Order Management Systems
04/18/2011 Advent Software Order Management Systems
08/01/2008 Aegisoft Futures Algorithms
03/17/2009 Aegisoft Execution Management Systems
06/09/2009 Alaris Trading Partners, LLC Prime Brokerage
08/11/2011 Algo Trading India LLC Algorithmic Trading
02/26/2010 Algorithmics Risk Management
10/12/2009 Alphacet Algorithmic Trading
08/08/2008 American Stock Exchange U.S. Equity Options Exchanges
04/08/2010 Ancerno, Ltd. Transaction Cost Analysis
11/09/2009 Assent LLC Algorithmic Trading
12/03/2008 Azroc Securities Minority- And Woman-Owned Broker-Dealer
11/06/2009 B.O.E. Securities Minority- And Woman-Owned Broker-Dealer
03/17/2009 Bank of America Dark Algorithms
03/17/2009 Bank of America Listed Futures and Options Trading Systems
06/25/2009 Bank of America Merrill Lynch Prime Brokerage
10/20/2009 Bank of America Merrill Lynch Algorithmic Trading
04/16/2010 Bank of America Merrill Lynch Transaction Cost Analysis
04/19/2010 Bank of America Merrill Lynch Transaction Cost Analysis
10/21/2009 Barclays Capital Algorithmic Trading
01/05/2012 Barclays Capital Transaction Cost Analysis
06/01/2010 Barclays Capital Dark Pools 2010
01/04/2011 Barclays Capital Futures Algorithms
01/05/2012 Barclays Capital Transaction Cost Analysis
03/27/2009 Barclays Capital, Inc. Execution Management Systems
06/21/2010 BIDS Trading, L.P. Dark Pools 2010
11/06/2009 Blaylock Robert Van Minority- And Woman-Owned Broker-Dealer
11/06/2009 Bley Investment Group Minority- And Woman-Owned Broker-Dealer
04/16/2010 Bloomberg Transaction Cost Analysis
11/24/2010 Bloomberg Transaction Cost Analysis
08/08/2008 Bloomberg LP Corporate Bond Trading Systems
02/09/2009 Bloomberg LP Order Management Systems
07/10/2009 Bloomberg LP Listed Futures and Options Trading Systems
04/18/2011 Bloomberg LP Order Management Systems
03/17/2009 Bloomberg Tradebook Futures LLC Listed Futures and Options Trading Systems
07/10/2009 Bloomberg, LP Execution Management Systems
03/17/2009 BNY ConvergEx Dark Algorithms
03/30/2009 BNY ConvergEx Group's Eze Castle Software Execution Management Systems
02/18/2009 BNY ConvergEx's Eze Castle Software Order Management Systems
06/15/2010 BofA Merrill Dark Pools 2010
08/08/2008 BondDesk Group Corporate Bond Trading Systems
08/08/2008 BondDesk Group LLC Corporate Bond Trading Systems
03/25/2009 Bonds.com Group, Inc. Corporate Bond Trading Systems
08/08/2008 BondWave Corporate Bond Trading Systems
08/08/2008 Boston Options Exchange U.S. Equity Options Exchanges
12/04/2009 Boston Options Exchange Group, LLC (BOX) U.S. Listed Futures and Options Exchanges
03/27/2009 Broadway Technology Execution Management Systems
06/08/2009 BTIG Prime Brokerage
12/07/2009 Cabrera Capital Markets Minority- And Woman-Owned Broker-Dealer
03/01/2010 Calypso Technology Risk Management
08/08/2008 Cambridge Group Investments Corporate Bond Trading Systems
08/19/2010 CastleOak Securities, LP Minority- And Woman-Owned Broker-Dealer
12/10/2009 CBOE Futures Exchange (CFE) U.S. Listed Futures and Options Exchanges
10/14/2009 Centauris Group Algorithmic Trading
04/07/2010 Centre for Business Mathematics and Informatics Transaction Cost Analysis
08/08/2008 Chapdelaine & Co. Corporate Bond Trading Systems
02/09/2009 Charles River Development Order Management Systems
04/18/2011 Charles River Development Order Management Systems
01/21/2010 Chicago Analytic Trading Company, LLC Minority- And Woman-Owned Broker-Dealer
08/08/2008 Chicago Board Options Exchange U.S. Equity Options Exchanges
12/10/2009 Chicago Board Options Exchange U.S. Listed Futures and Options Exchanges
12/11/2009 Chicago Stock Exchange U.S. Listed Futures and Options Exchanges
12/11/2009 Chicago Stock Exchange U.S. Listed Futures and Options Exchanges
03/17/2009 Citi Dark Algorithms
10/20/2009 Citi Algorithmic Trading
06/10/2010 Citi Dark Pools 2010
06/12/2009 Citi Prime Finance Prime Brokerage
12/08/2009 CME Group U.S. Listed Futures and Options Exchanges
10/08/2010 CME Group FX Trading Venues
06/30/2011 Compare Money Transfer Ltd FX Trading Venues
06/10/2009 Concept Capital Prime Brokerage
05/28/2009 Conifer Securities LLC Prime Brokerage
10/21/2009 ConvergEx Algorithmic Trading
06/10/2010 ConvergEx Dark Pools 2010
06/09/2010 ConvergEx Dark Pools 2010
04/16/2010 ConvergEx Group Transaction Cost Analysis
02/15/2011 ConvergEx Group Dark Algorithms
04/18/2011 ConvergEx's Eze Castle Software Order Management Systems
02/13/2009 Cornerstone Revolutions, Inc. Order Management Systems
06/09/2009 CREDIT SUISSE Prime Brokerage
10/20/2009 Credit Suisse Algorithmic Trading
04/16/2010 Credit Suisse Transaction Cost Analysis
08/01/2008 Credit Suisse AES Futures Algorithms
03/17/2009 Credit Suisse AES Dark Algorithms
05/19/2010 Credit Suisse Securities (USA) LLC Dark Pools 2010
02/23/2011 Ctit Dark Algorithms
10/06/2010 Currenex FX Trading Venues
06/02/2009 Cuttone & Company Prime Brokerage
05/27/2009 Davis Securities LLC Prime Brokerage
08/08/2008 Decision Software, Inc. Corporate Bond Trading Systems
01/24/2012 Deltix, Inc. Algorithmic Trading
10/14/2009 Deutsche Bank Algorithmic Trading
04/14/2010 Deutsche Bank Transaction Cost Analysis
06/09/2009 Direct Access Partners, LLC Prime Brokerage
03/11/2011 Direct Access Partners, LLC Minority- And Woman-Owned Broker-Dealer
02/13/2009 eBroker Systems Limited Order Management Systems
10/14/2009 Edge Financial Services Algorithmic Trading
01/05/2012 Elkins/McSherry, LLC Transaction Cost Analysis
02/26/2010 FactSet Research Systems Risk Management
09/22/2010 FBR Capital Markets & Co. Prime Brokerage
02/14/2011 Fidelity Capital Markets Dark Algorithms
10/20/2009 Fidelity Capital Markets Algorithmic Trading
05/18/2010 Fidelity Capital Markets Dark Pools 2010
06/09/2009 Fidelity Capital Markets -- Fidelity Prime Services Prime Brokerage
03/17/2009 Fidelity Capital Markets Services Dark Algorithms
07/19/2011 Fidessa Listed Futures and Options Trading Systems
10/12/2009 Fidessa Algorithmic Trading
06/11/2010 Fidessa Execution Management Systems
07/14/2010 Fidessa Order Management Systems
02/26/2010 FinAnalytica Inc. Risk Management
05/04/2010 FINCAD Risk Management
10/04/2010 First Futures Software Execution Management Systems
10/04/2010 First Futures Software Algorithmic Trading
08/01/2008 FlexTrade Systems Futures Algorithms
03/17/2009 FlexTrade Systems Dark Algorithms
02/10/2011 FlexTrade Systems, Inc. Dark Algorithms
03/27/2009 FlexTrade Systems, Inc. Execution Management Systems
10/19/2009 FlexTrade Systems, Inc. Algorithmic Trading
01/09/2012 FlexTrade Systems, Inc. Transaction Cost Analysis
10/13/2009 Fox River Execution Algorithmic Trading
03/27/2009 FTEN, Inc. Execution Management Systems
10/06/2010 FX Connect FX Trading Venues
10/06/2010 FXall FX Trading Venues
08/08/2008 General Associates, Inc. Corporate Bond Trading Systems
05/18/2010 GETCO Execution Services Dark Pools 2010
10/20/2009 GFI Group Algorithmic Trading
10/19/2009 GFI Group, Inc. Algorithmic Trading
12/23/2009 Girard Securities, Institutional Trading Minority- And Woman-Owned Broker-Dealer
04/06/2010 Global Trading Analytics, LLC Transaction Cost Analysis
03/27/2009 Goldman Sachs Execution Management Systems
10/19/2009 Goldman Sachs Algorithmic Trading
06/09/2010 Goldman Sachs Dark Pools 2010
03/01/2011 Goldman Sachs Dark Algorithms
07/02/2009 Goldman Sachs & Co. Futures Algorithms
03/17/2009 Goldman Sachs Execution & Clearing Dark Algorithms
04/16/2010 Goldman Sachs Execution & Clearing, L.P. Transaction Cost Analysis
06/11/2009 Goldman, Sachs & Co. Prime Brokerage
05/27/2009 Grace Financial Group LLC Prime Brokerage
07/15/2010 Greentree Brokerage Services, Inc Minority- And Woman-Owned Broker-Dealer
08/18/2010 Gryphon Asset Management Minority- And Woman-Owned Broker-Dealer
04/08/2010 GSCS Information Services Ltd Transaction Cost Analysis
02/04/2010 Guzman & Company Minority- And Woman-Owned Broker-Dealer
09/14/2009 Haven Financial Serives Minority- And Woman-Owned Broker-Dealer
02/18/2009 Horizon Software Order Management Systems
03/26/2009 Horizon Software Execution Management Systems
10/06/2010 Hotspot FX, LLC FX Trading Venues
03/17/2009 HTX Execution Management Systems
08/08/2008 i-Deal LLC Corporate Bond Trading Systems
10/15/2010 ICAP plc FX Trading Venues
07/30/2010 icubic AG Corporate Bond Trading Systems
07/30/2010 icubic AG Listed Futures and Options Trading Systems
02/13/2009 INDATA Order Management Systems
02/26/2010 INDATA Risk Management
04/20/2011 INDATA Order Management Systems
08/01/2011 InfoReach Execution Management Systems
10/19/2009 InfoReach, Inc. Algorithmic Trading
03/17/2009 Instinet Dark Algorithms
03/27/2009 Instinet Execution Management Systems
03/27/2009 Instinet Execution Management Systems
10/19/2009 Instinet Algorithmic Trading
05/21/2010 Instinet Dark Pools 2010
05/21/2010 Instinet Dark Pools 2010
05/21/2010 Instinet Dark Pools 2010
02/23/2011 Instinet Dark Algorithms
01/09/2012 Instinet Transaction Cost Analysis
02/25/2010 Interactive Data Risk Management
02/26/2010 Interactive Data Risk Management
02/26/2010 Interactive Data Risk Management
08/08/2008 International Securities Exchange U.S. Equity Options Exchanges
03/17/2009 International Securities Exchange Listed Futures and Options Trading Systems
12/15/2009 International Securities Exchange U.S. Listed Futures and Options Exchanges
02/19/2009 Investment Technology Group (ITG) Order Management Systems
03/17/2009 Investment Technology Group (ITG) Listed Futures and Options Trading Systems
03/17/2009 Investment Technology Group (ITG) Listed Futures and Options Trading Systems
03/19/2009 Investment Technology Group (ITG) Listed Futures and Options Trading Systems
03/24/2009 Investment Technology Group (ITG) Execution Management Systems
03/27/2009 Investment Technology Group (ITG) Execution Management Systems
10/20/2009 Investment Technology Group, Inc. (ITG) Algorithmic Trading
04/20/2010 Investment Technology Group, Inc. (ITG) Transaction Cost Analysis
06/03/2010 Investment Technology Group, Inc. (ITG) Dark Pools 2010
05/23/2011 Ironbeam Listed Futures and Options Trading Systems
05/23/2011 IRONBEAM INC. Futures Algorithms
02/26/2010 IT SOFTWARE SPA Risk Management
03/08/2010 Ivy Securities, Inc. Minority- And Woman-Owned Broker-Dealer
10/21/2009 J.P. Morgan Algorithmic Trading
01/04/2011 J.P. Morgan Futures Algorithms
06/10/2009 J.P. Morgan Clearing Corp. Prime Brokerage
05/27/2009 Jefferies & Company Prime Brokerage
02/15/2011 JP Morgan Dark Algorithms
03/17/2009 JPMorgan Dark Algorithms
03/17/2009 JPMorgan Listed Futures and Options Trading Systems
01/12/2010 Kaufman Bros., L.P. Minority- And Woman-Owned Broker-Dealer
08/08/2008 Kestrel Technologies Corporate Bond Trading Systems
04/25/2011 Kim Logistics, LLC Minority- And Woman-Owned Broker-Dealer
04/20/2010 Knight Transaction Cost Analysis
06/10/2010 Knight Dark Pools 2010
02/15/2011 Knight Dark Algorithms
08/01/2011 Knight Execution Management Systems
02/19/2009 Kolachi Advanced Technologies Order Management Systems
06/10/2010 LeveL ATS Dark Pools 2010
06/28/2011 Lightspeed Trading LLC Algorithmic Trading
06/28/2011 Lightspeed Trading LLC Execution Management Systems
04/28/2011 Linedata Order Management Systems
02/18/2009 Linedata Services Order Management Systems
07/07/2010 Lokesh Madan Algorithmic Trading
12/04/2008 M. Ramsey King Securi Minority- And Woman-Owned Broker-Dealer
03/31/2009 Mantara, Inc. Execution Management Systems
08/08/2008 MarketAxess Holdings Inc. Corporate Bond Trading Systems
01/17/2011 Marvelsoft Algorithmic Trading
06/14/2011 MD Global Partners LLC Minority- And Woman-Owned Broker-Dealer
02/26/2010 Misys Risk Management
08/01/2008 Morgan Stanley Futures Algorithms
10/19/2009 Morgan Stanley Algorithmic Trading
06/03/2010 Morgan Stanley Dark Pools 2010
12/05/2008 Muriel Siebert & Co., Inc. Minority- And Woman-Owned Broker-Dealer
03/11/2010 Muriel Siebert & Co., Inc. Minority- And Woman-Owned Broker-Dealer
10/19/2009 Neonet Algorithmic Trading
03/27/2009 Neonet Inc. Execution Management Systems
03/27/2009 Neotick Execution Management Systems
03/18/2009 Neovest Execution Management Systems
03/20/2009 Neovest Order Management Systems
03/16/2010 Nomura Securities Algorithmic Trading
06/23/2009 North South Capital Minority- And Woman-Owned Broker-Dealer
02/26/2010 Northfield Information Services Risk Management
02/26/2010 Numerix, LLC Risk Management
10/20/2009 NYFIX Millennium Algorithmic Trading
12/08/2009 NYSE Euronext U.S. Listed Futures and Options Exchanges
08/08/2008 OLC Corporate Bond Trading Systems
11/02/2010 OMEX SYSTEMS Order Management Systems
08/05/2010 Opturo Risk Management
08/05/2010 Opturo Risk Management
03/17/2009 Orc Software Listed Futures and Options Trading Systems
01/03/2011 Orc Software Futures Algorithms
08/08/2008 Pacific Exchange U.S. Equity Options Exchanges
02/26/2010 Patsystems plc Risk Management
06/14/2010 Penserra Securities LLC Minority- And Woman-Owned Broker-Dealer
07/30/2011 Percival Financial Partners Minority- And Woman-Owned Broker-Dealer
08/08/2008 Perimeter Financial Corporate Bond Trading Systems
06/10/2009 Pershing Prime Services Prime Brokerage
03/17/2009 PFSoft Execution Management Systems
08/08/2008 Philadelphia Stock Exchange U.S. Equity Options Exchanges
03/17/2009 Podesta & Co. Minority- And Woman-Owned Broker-Dealer
02/23/2009 Portware Order Management Systems
02/23/2009 Portware Order Management Systems
10/20/2009 Portware Algorithmic Trading
01/03/2011 Portware Futures Algorithms
01/05/2012 Portware Transaction Cost Analysis
07/26/2011 Portware Execution Management Systems
07/26/2011 Portware Execution Management Systems
03/17/2009 Portware LLC Listed Futures and Options Trading Systems
10/12/2009 Pragma Algorithmic Trading
03/17/2009 Pragma Securities Dark Algorithms
04/12/2010 Pragma Securities Transaction Cost Analysis
02/26/2010 Pricing Partners Risk Management
08/01/2008 Progress Apama Futures Algorithms
10/20/2009 Progress Software - Apama Algorithmic Trading
06/03/2010 Pulse Trading Dark Pools 2010
03/17/2009 QuantHouse Execution Management Systems
04/17/2010 Quantitative Services Group Transaction Cost Analysis
08/01/2011 RealTick Execution Management Systems
04/25/2011 Reynolds Securities Minority- And Woman-Owned Broker-Dealer
03/01/2010 Riskdata Risk Management
06/16/2010 River Cross Securities, LLLP Dark Pools 2010
10/20/2009 Rosenblatt Securities Algorithmic Trading
01/03/2012 Rosenblatt Securities Inc. (RSI) Transaction Cost Analysis
03/17/2009 Rosenthal Collins Group LLC, Signature Services Division Listed Futures and Options Trading Systems
05/28/2009 Saratoga Prime Services Prime Brokerage
10/18/2010 SGGG Porfolio Systems Order Management Systems
06/09/2009 Silver Leaf Partners, LLC Prime Brokerage
09/29/2008 SoftCapital Futures Algorithms
02/26/2010 Sophis Risk Management
02/26/2010 Sophis Risk Management
02/26/2010 Sophis Risk Management
02/13/2009 SunGard Order Management Systems
02/26/2010 SunGard Risk Management
03/03/2011 SunGard Order Management Systems
02/24/2010 SunGard Financial Systems Risk Management
03/01/2010 SuperDerivatives (SD) Risk Management
04/19/2010 TAG Transaction Cost Analysis
10/24/2011 Telsey Advisory Group Minority- And Woman-Owned Broker-Dealer
11/30/2011 Tethys Technology Execution Management Systems
03/17/2009 Tethys Technology, Inc. Listed Futures and Options Trading Systems
10/19/2009 Tethys Technology, Inc. Algorithmic Trading
04/15/2010 Tethys Technology, Inc. Transaction Cost Analysis
01/04/2011 Tethys Technology, Inc. Futures Algorithms
08/12/2008 The NASDAQ Options Market U.S. Equity Options Exchanges
08/13/2008 The NASDAQ Options Market U.S. Equity Options Exchanges
08/08/2008 TheMuniCenter Corporate Bond Trading Systems
03/24/2009 thinkorswim, Inc. Execution Management Systems
03/31/2009 Thomson Reuters Execution Management Systems
10/20/2009 Thomson Reuters Algorithmic Trading
01/04/2012 Thomson Reuters Transaction Cost Analysis
08/08/2008 Thomson TradeWeb Corporate Bond Trading Systems
09/24/2009 Tora Execution Management Systems
03/26/2009 Townsend Analytics Execution Management Systems
03/31/2009 Trading Technologies International, Inc. (TT) Execution Management Systems
03/17/2009 TradingScreen Listed Futures and Options Trading Systems
03/23/2009 TradingScreen Execution Management Systems
03/17/2009 UBS Dark Algorithms
06/18/2010 UBS Dark Pools 2010
01/06/2011 UBS Futures Algorithms
02/15/2011 UBS Dark Algorithms
10/20/2009 UBS Investment Bank Algorithmic Trading
02/25/2010 UBS Investment Bank Risk Management
02/17/2009 ULLINK Order Management Systems
07/13/2011 UNX Execution Management Systems
06/09/2011 Vald?s & Moreno Inc. Minority- And Woman-Owned Broker-Dealer
08/08/2008 ValuBond Securities, Inc Corporate Bond Trading Systems
04/15/2009 Wachovia Securities Dark Algorithms
02/09/2011 Weeden & Co. L.P. Dark Algorithms
02/08/2011 Wells Fargo Securities, LLC Dark Algorithms
11/05/2009 Westrock Minority- And Woman-Owned Broker-Dealer
06/25/2010 Williams Capital Group L.C, Minority- And Woman-Owned Broker-Dealer



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